Links, Templates & Calculators

Dealing with Financial Advisors

Links to Check Advisor Background:

FINRA’s BrokerCheck

SEC Adviser Info, Investment Adviser Public Disclosure

 

Fee-Only Financial Advisors:

National Association of Personal Financial Advisors (NAPFA) – Fee-only financial advisors who take a fiduciary oath each year.

Garrett Planning Network – A network of fee-only financial planners

 

Government Regulators and Self-Regulating Agency Links:

Consumer Financial Protection Bureau (CFPB, 2011).

Securities and Exchange Commission (SEC)

Financial Industry Regulatory Authority, Inc. (FINRA)

Compare Professional Designations using FINRA’s tool

FINRA Financial Advisor Qualification Exams


Robo-Advisors:

Investopedia on Robo-Advisors

Advisor Evaluation Template

Use the attached template to evaluate prospective advisors.

Audiobook-related documents

Audiobok 1 Companion Document: Personal Finance Essentials for Doctors.

Overview of Select Financial Institutions

This document provides some highlights for a selection of popular financial institutions.

Podcasts

Some recommended podcasts on economics, finance, and investments.

Bloomberg Surveillance 

NPR Marketplace

Bloomberg Stephanomics

Planet Money (NPR)

Freakonomics

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